1.2 Human Ear and Hearing
 

Sound waves approaching the ear enter either directly or are reflected by the pinnae down the meatus and are conducted to the cochlea by the three auditory ossicles (ie: the malleus, the incus and the stapes). The ossicular chain produces a pressure amplification of about 20:1. Their vibrations are conducted up the cochlea by the basilar fluid which excites about 30,000 small hair cells on the surface. It is from the motion of these hair cells that the brain interprets sound.


Cross section showing components of human ear.

How it Works:
Sound waves travel through the meatus (auditory canal) to the tympanic membrane (ear drum). The auditory canal can resonate and amplify sounds within a frequency range of about 2000 Hz to 5500 Hz by up to a factor of 10.

Successive compressions and rarefactions of air reaching the eardrum result in a change in pressure between the outer ear and the middle ear. The Eustachian tube helps to keep the middle ear at atmospheric pressure.

The difference in pressure between the sound wave striking the outer surface of the eardrum and normal atmospheric pressure on the inside of the eardrum causes the eardrum to vibrate.

Within the middle ear, vibrations travel through three small bones (the hammer, anvil, and stirrup) to the cochlea. The bones act as interlocking levers which amplify the force of the eardrum striking the hammer. The oval window of the cochlea is smaller than the eardrum. This causes a further amplification of the sound vibration, upt 20 times at some frequencies.

The semicircular canals act as miniature accelerometers. They also help to maintain a sense of balance by responding to gravity and changes in acceleration. The hair-like structures (dendrites) in the cochlea resonate at various different frequencies. The vibrations stimulate neurons to produce electrical impulses which are sent along the auditory nerve to the brain for processing.

The small pressure fluctuations we percieve as sound waves are imposed on a relatively stable atmospheric pressure. Given the way the ear is constructed, it is not sensitive to this constant pressure only the smaller fluctuations. (average atm = 101.325kPa). As an exercise using the the diagram above, try to determine just why the ear is not sensitive to atmospheric pressure (look at pressure equalisation via the Eustachian tube and the oval and round windows).

DIRECTION PERCEPTION

The brain is able to detect the relative direction of a sound using the following mechanisms; 
    Interaural delay
    Depends entirely upon time delays between similar excitement levels in each ear. The distance between each ear can be taken to be about 150mm. This means that there exists a vertical plane, running through the centre of the head, within which sound reach each ear simultaneously.

    The Effects of the Pinnae
    These are designed to collect frontal sound and reflect it down the aural canal. Sound entering from above and behind must have been diffracted by the pinea and, as a result, slight spectral changes to the sound will have occurred (more on diffraction later).

    Subtle Head Movements
    These assist in determining the height of a sound source in the medial plane (as described above).

DISTANCE PERCEPTION

The brain is also able to perceive the relative distance of a sound source as follows;

  • Loss of intensity due to inverse square law and molecular absorption.

  • Changes to the spectral content resulting from molecular absorption and diffraction around objects.

  • The level of direct vs indirect sound - the age old trick of increasing reverberation as a song finishes in order to give the impression it is fading away into the distance, sounds like its in a large cave.

AUDIBLE RANGE

The ear can hear sounds ranging from 20Hz to 20kHz. It is most sensitive to frequencies between 500Hz and 4000Hz, which corresponds almost exactly to the speech band. Note that this threshold increases significantly with lower frequencies, an important point that will be the subject of more detailed discussion later in the course.

MEASURABLE CHARACTERISTICS

Just how can we measure a sound - what measurable characteristics do sounds have? The answer is power, pressure and intensity. 
    Power (Watts)
    Measures energy output by a source, that sound's ability to do work.

    Pressure (Pa)
    Measures fluctuations about the local atmospheric pressure. Use of root-mean-square (rms) rather that peak-to-peak measures.

    Intensity (W/m²)
    The amount of sound energy within a specific area normal to the direction of propagation.

RESPONSE

Through extensive empirical testing it has been clearly shown that the ear's response to a sound is proportionate, not to the absolute value of a stimulus, but to the ratio of the actual intensity of the sound to the threshold intensity. Further to this Fechner's law states that the relationship is a logarithmic one.
    Response = Measured Intensity / Threshold Intensity

Sound level measurements are generally referenced to a standard threshold of hearing at 1000 Hz for the human ear which can be stated in terms of sound intensity:

Iref = 10E-12 W/m²

or in terms of sound pressure:

Pref = 2E-5 Pa

Whilst these are the minimum thresholds, the table below details the range of audible sound. The upper limit actually represents the threshold of pain, where the sound it so loud it actually hurts the ear and may cause physical damage.

Frequency:
20 Hz - 20,000 Hz
Intensity:
10E-12 to 10 W/m²
Pressure:
2E-5 to 200 Pa
Audible range of the human ear.

As you can see from the table, human pressure perception ranges from 20 micropascals up to 200 Pascal. This represents a considerable linear dynamic range (ie: 10E7). Because of this, and the way the ear works, it is convenient to firstly work with relative measurement scales rather than with absolute measurement scales, and secondly to logarithmically compress them.

DECIBELS

The units used to measure this ratio are called bels. Two variables differ by one bel if one is ten (1E1) times greater than the other, and by two bels if one is one hundred (1E2) times greater than the other. The bel is still a very large unit and it is more convenient to divide it into 10 parts - hence the decibel.

The standard threshold values given above corresponds to exactly 0 decibels. The actual average threshold of hearing at 1000 Hz is more like about 4 decibels, but zero decibels is a convenient reference.

LOUDNESS AND SOUND LEVELS

As opposed to a measurable characteristic, loudness is a subjective term describing the strength of the ear's perception of a sound. It is intimately related to sound intensity but can by no means be considered identical to intensity. The sound intensity must be factored by the ear's sensitivity to the particular frequencies contained in the sound. This is the kind of information contained in equal loudness curves for the human ear.

It must also be considered that the ear's response to increasing sound intensity is a "power of ten" or logarithmic relationship. This is one of the motivations for using the decibel scale to measure sound intensity. A general 'rule of thumb' for loudness is that the power must be increased by about a factor of ten to sound twice as loud.

Thus, a direct physical measurement of intensity, or even sound presssure, is almost meaningless in sensory terms unless it is referenced back to a threshold value. As the decibel is a relative measure and is used to quantify both pressure and intensity levels, each measurment can be compared to a universally accepted standard threshold value to derive a Sound Level in decibels (dB). Sound levels are directly meaningful in sensory terms.

Sound Power refers to the absolute power of a sound source (in Watts) whereas Sound Power Level (SWL) refers to the magnitude of that power relative to a reference power (in dB). Thus;

 
W
 
SWL = 10 log(
)
   
Wref
 

where Wref = 1E-12 W/m²

Similarly, Sound Intensity refers to the absolute intensity (in Wm-2) whereas Sound Intensity Level (SIL) refers to the magnitude of the sound intensity relative to the reference intensity. Thus;
     
    I
     
    SIL = 10 log(
    )
       
    Iref
     

                where Iref = 1E-12 W/m²

For a plane wave, the intensity (I) of a sound field is proportional to the mean-square of the pressure fluctuation (p2) - the actual relationship is given by: I = p2/(poc). Therefore, as spherical waves approximate plane waves in the far field, the Sound Pressure Level (SPL) becomes;
     
             
    P
     
    SPL = 10 log(
    )   or   SPL = 20 log(
    )
       
    ref
               
    Pref
     

    where Pref = 2E-5 Pa

Since pressure is far easier to physically measure than intensity, it is often useful to express SIL in terms of SPL. Since I = p2/(po c), by taking logs and substituting reference values;
     
    (2E-5)²
     
    SIL = SPL + 10 log(
    )
       
    (roc) * 1E-12
     

Obviously, given the density component (roc), the last term is pressure and temperature dependant. At 20'C and 1 atm it calculates out to around 0.1dB (Given that roc = 410 rayls). Thus:

SIL ~ SPL

Click here for some mathematical information on logarithms.

SOUND PRESSURE AND INTENSITY LEVELS
Pressure:
Pa
Sound Pressure Level (SPL):
dB
Intensity:
W/m²
Sound Intensity Level (SIL):
dB
To use the calculator, simply enter a value and then use the TAB key or
click the mouse in an empty area of the page to update the result.


ACOUSTICAL POWER

The concept of acoustic power is not readily considered by most people, due in part to a preoccupation with sound pressure. To put it simply, sound pressure is the result of sound power. Sound power is the cause, sound pressure is the effect. The goal in loudspeaker design is to maximize the amount of acoustic power available from the device, given the constraints and trade-offs between the available parameters. Once the acoustic power has been realised, we then turn our focus to pattern control devices (horns) that will channel this power to a smaller unit area, increasing the sound intensity for that area, increasing the sound pressure (at a given listening position) beyond what it would have been if no pattern control was used.

In many conventional loudspeakers, it can take as much as 100 electrical watts to produce one acoustical watt, yielding an efficiency of about 1%. At the other extreme, a perfectly efficient transducer (that unfortunately does not and cannot exist) would produce one acoustic watt with the application of one electrical watt. Most cone-type transducers offer around 3% efficiency, with some advanced piezo-electric devices offering up to 20-25%.

One acoustic watt is equivalent to 107.5 dBSPL at around a meter from an omnidirectional source. A device's directivity can be described with a term called "Q", which is basically an indication of its ability to confine the applied energy to a smaller unit area. Q, therefore, is a parameter of the horn, not the driver. If we take one acoustic watt and couple it to a horn with a Q of 2 (hemispherical), the intensity and therefore the pressure will increase by a factor of 2 to 1 in the area covered by the device. This is quite useful, since it allows more energy on the audience and less on the walls and ceiling. It is common practice to convert the Q rating into decibels by the formula:

DI = 10 log(Q)

where DI is the directivity index.

The power of different sources of sound can vary widely. Different sources can also produce sounds with varying spectral content. A very shrill gas leak may produce the same sound power as a lawnmower, but they will be two very different sounds. Later, we will see how to take this into consideration when determining sound levels.

Sound Power Level of Typical Sources
From the IAC Noise Control Reference Handbook, 1989 Edition by Martin Hirschorn. © Copyright 1982, revised January 1989 by Industrial Acoustics Company

SOURCE  Sound Power, Watts dB

Re 10

-12

 Watts

Saturn rocket  100,000,000  200
After burning jet engine  100,000 170
Centrifugal fan at 500,000 cfm (849,000 cu m/hr) 100  140

75 piece orchestra
Vane axial fan at 100,000 cfm (169,900 cu m/hr)

10  130
Large chipping hammer 120
Blaring radio
Centrifugal fan at 13,000 cfm (22,087 cu m/hr)
0.1  110
Auto on highway 0.01  100
Food blenders-upper range 0.001  90
Dishwashers-upper range 0.0001  80
Voice-conversational level 0.00001  70
Quiet-Duct silencer, self-noise at +1000 fpm 0.00000001  40
Voice-very soft whisper 0.000000001  30
Lowest audible sound for persons with excellent hearing 0.000000000001  0

REFERENCES

Nave C.R. 'Sensitivity of Human Ear' - Web Document
Department of Physics and Astronomy Georgia State University


Copyright © Andrew Marsh, UWA, 1999.
The School of Architecture and Fine Arts
The University of Western Australia
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